Location: Hong Kong
Other locations: Primary Location Only
Salary: Competitive
Date: Jun 22, 2026
Job description
Requisition ID: 182502

The opportunity

With the growth of private banking in Hong Kong, we are building on our existing strengths to drive further business growth and deliver greater benefit to our clients. We’re looking for an experienced and confident private banking regulatory compliance risk executive to join our Financial Services Risk Management (FSRM) team who can deliver expert regulatory risk advice, manage projects, deal assuredly with clients and regulators and build business opportunities.

Join our Business Consulting FSRM team within FSO and you will provide a highly integrated broad array of risk management services to capital market participants within global banking, capital markets and asset management. FSRM products and services include Anti-Money Laundering, regulatory compliance, operational risk and enterprise risk, prudential supervision, bank holding company reporting, credit risk/capital adequacy liquidity risk, market risk and financial crime compliance consulting services.

With so many offerings, you have the opportunity to develop your career through a broad scope of engagements, mentoring and formal learning. That’s how we develop outstanding top people who team to deliver on our promises to all of our stakeholders, and in so doing, play a critical role in building a better working world for our people, for our clients and for our communities. Sound interesting? Well this is just the beginning. Because whenever you join, however long you stay, the exceptional EY experience lasts a lifetime.

Wide breadth of services of FSRM including, but not limited to:

Undertaking risk management advice, remediation and transformation
Conducting risk management framework design and operational effectiveness
Regulatory and compliance consulting
Enterprise risk and controls consulting
Professional risk support for consulting, internal and external audit services
Future operating models
Responding to regulatory criticism and regulatory preparedness
Providing guidance on current and emerging control practices
Advising clients on risk culture, conduct and accountability regimes and practices
Conducting important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective consulting support

Your key responsibilities

Manage EY projects with respect to:
Substantive matters of current and emerging HKMA, SFC, and global regulatory expectations regarding key private banking compliance issues such as client onboarding, investor protection, licensing including cross-border compliance, suitability, sales practices, new product processes and product development
Structure and function of private banking compliance roles and responsibilities and business models
Use of technology and data including fintech and regtech innovation with respect to private banking
Advice and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
Regulatory issue remediation
Regulatory change management including planning and communication with regulators
Support mock exam reviews, policy development and drafting assistance with relationship management between regulators and financial institutions
Compliance framework – understanding of core compliance functions: risk assessment, policy management, testing, monitoring and surveillance and reporting etc.
Support the revision or formulation of new policies and controls aligned with regulatory and compliance guidelines and requirements

To qualify for the role you must have

A university degree majoring in accounting, information systems, business or legal related subjects
At least 2+ years of solid experience in banks, regulators or reputable international accounting/big4 consulting firms with in-depth knowledge of regulatory compliance and risk management in private banking. Candidates with lesser experience will be considered at Staff Associate Level
Practical experience of private banks’ internal controls, regulatory compliance, risk governance and related operational knowledge
Familiarity with the regulatory environment of Hong Kong with experience in liaising with HKMA and SFC. Experience in the Mainland Chinese market or of market entry issues there would be an advantage
Good knowledge of banking and securities regulations and business operations as well as different private banking products and services
Good command of both written and spoken English
Ability to interact with executive levels of clients, regulators and EY management
Good influencing skills and stakeholder relationship management skills, advanced conflict management/resolution skills and project coordination experience
Strong report-writing skills, with ability to create and organize varying forms of business information while developing it into clear, meaningful, professional reports and presentations

What working at EY offers

Support, coaching and feedback from some of the most engaging colleagues around
A variety of roles and client experiences, you will have the opportunity to work on multiple client projects solving complex problems across financial services
Opportunities to develop new skills and progress your career
The freedom and flexibility to handle your role in a way that’s right for you

If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.

Join us in building a better working world..

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