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We're excited to share that Greg A. Ruppert, FINRA Executive Vice President and Chief Regulatory Operations Officer will join the Leaders Panel at hashtag#DCFinTechWeek to discuss how hashtag#AI is reshaping the architecture of risk, trust, and supervision within the regulatory landscape. Learn more: https://bit.ly/4olXSRW
FINRA Forward represents our commitment to evolving with the rapidly changing securities industry and markets. Our goal is to support vibrant capital markets in which everyone can invest with confidence. Learn more about hashtag#FINRAForward and how to engage: https://bit.ly/4gXNVHz
Starting your investment journey? From setting up an investment account to making your first transaction, the choices can feel overwhelming. But it doesn’t have to be. Here are a few simple tips to help you get started! ▶️ Learn more: https://bit.ly/4nLPw5F
In his latest blog, FINRA Chief Legal Officer, Robert Colby, shares how we are modernizing our rules to reflect today’s technologies, investment products and workplace realities. This update is part of our FINRA Forward initiative, launched in early 2025 to become more efficient and effective at pursuing our mission. We encourage member firms and other stakeholders to engage with us every step of the way. 📄 Read the full blog: https://bit.ly/46wpqOs
FINRA has announced the launch of a new Crypto and Blockchain Education Program to help member firms and their employees deepen their understanding of crypto assets and blockchain technology. The program will feature self-paced e-learning courses and an in-person applied learning course in partnership with Georgetown University’s McDonough School of Business. 🎧 Hear more about the program on the latest episode of hashtag#FINRAUnscripted: https://bit.ly/4pw2036 Discover key features of the program and how it's designed to empower member firms to combat crypto-related fraud: https://bit.ly/46FTMOf
Mark your calendars! 🗓️ Get ready to boost your skills with the Registration Systems Foundation and Disclosure Reporting Bootcamp with two back-to-back trainings in Rockville, MD and Chicago this fall. Registration Systems Foundation Training (9/16 and 10/21) ▶️ https://bit.ly/41fIhqU Disclosure Reporting Boot Camp (9/17-18 and 10/22-23) ▶️ https://bit.ly/45RQXGC
We’re proud to share that FINRA has won a Gold award for Onboarding at the 2025 Brandon Hall Group™ HCM Excellence Awards! 🏅 This award highlights the exceptional work of our Employee Experience Team within our Learning, Talent, and Organizational Development department. Congratulations to everyone involved in making our onboarding process award-worthy! Learn more about careers at FINRA: https://lnkd.in/ecjqVyJ8
Fraud can disproportionately affect older adults, and some behaviors or routines have been found to increase exposure to scams. We're highlighting steps that can help reduce risk, like ignoring offers of risk-free investing, researching investment products and building financial knowledge. A few small changes can make a big difference. Learn more: https://bit.ly/45uw0nZ
Coming soon: FINRA's Crypto and Blockchain Education Program. This program is designed to equip financial professionals with crypto and blockchain technology knowledge and includes self-paced e-learning, as well as an in-person course provided in partnership with Georgetown University McDonough School of Business. Learn more: https://bit.ly/4mS9BGT
FINRA's new Financial Foundations page helps investors understand how financial factors influence investing ability and offers key steps to support financial goals. Learn about monthly cash flow, personal net worth, debt management, and emergency funds. Financial Foundations: https://bit.ly/4moVtVL Investing Basics: https://bit.ly/4oMeTWn
