Cyclical industry, regulatory policies set at federal level
FINRA Response
6y
Thank you for taking the time to share your thoughts. We're glad you enjoyed our benefits and the overall work environment. While some securities regulation is set at a federal level, FINRA also has it's own rule making process.
Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.
Cons
Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.