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      FINRA

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      FINRA reviews

      Compliance Examiner - Anonymous employee FINRA Employee Review

      1.0
      21 Nov 2016
      Anonymous employee
      Recommend
      CEO approval
      Business outlook

      Pros

      None that I can think of

      Cons

      Stay far away from FINRA unless you absolutely need a full-time job When your employer charges you $25 to attend your company holiday party, that should be an instant red flag. Management is full of politics and raises/promotions are minimal. The average annual raise (not promotion) is on par with inflation Decent experience but salary and bonus are FAR from competitive Turnover is extremely high and constantly short staffed Senior management rarely communicates with the examiners

      Explore other reviews about FINRA

      5.0
      22 May 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      28 Jun 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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