1.0
16 Mar 2014
Former employee, more than 1 year
Phoenix, AZ
Recommend
CEO approval
Business outlook
Pros
There were no pros at this place of employment. Very disturbing experience.
Cons
In my time at this company I witnessed numerous client complaints from unsuitable investment recommendations and poor customer service. There reports of dishonest activities, taking advantage of customers, driven by greed with a total disregard of industry regulations. You can read about illegal kickbacks and ponzi schemes with charges and litigation pending. The sales force does not meet regulatory requirements to conduct business as registered investment advisors. Testimonials from employees and customers reveal disturbing facts about compliance violations, unethical behavior, and criminal activities.