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      FINRA

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      Top companies for "Compensation and Benefits" near you

      avatar
      Kerala Financial Corporation
      3.7★Compensation and benefits

      Compliance Examiner Interview

      19 Aug 2015
      Anonymous interview candidate
      Declined offer
      Positive experience

      Other Compliance Examiner interview reviews for FINRA

      Compliance Examiner Interview

      2 Sept 2015
      Anonymous employee
      New York, NY
      Accepted offer
      Average interview

      Application

      I applied online. The process took 2 weeks. I interviewed at FINRA in Apr 2015

      Interview

      I first had a phone screening, then about 10 days later I had an interview with the regional hiring managers, (two of them at the same time). This interview was pretty basic talked about my resume and experience and lasted about 30 minutes total.

      Interview questions [1]

      Question 1

      Are you willing to travel up to 40% of the time?
      1 Answer
      1
      Positive experience
      Average interview

      Application

      I applied online. The process took 3 months. I interviewed at FINRA (New York, NY) in Aug 2015

      Interview

      The interview process was a bit long, but HR was very nice through it all. The first time I saw the job opening, I applied online and got a call the next day. Within 3 weeks I had already had 2 telephone interviews and they called me in for a personal one, it all went great but I wasn't made an offer until almost 2 months after.

      Interview questions [1]

      Question 1

      Give an example of a time when you faced an ethical dilemma, how did you handle it?
      1 Answer
      6

      Compliance Examiner Interview

      13 Mar 2015
      Anonymous interview candidate
      New York, NY
      Declined offer
      Positive experience
      Average interview

      Application

      I applied online. The process took 6 days. I interviewed at FINRA (New York, NY) in Feb 2015

      Interview

      Initially, I was contacted via email and we set up a phone interview for the same day. After a brief interview, they invited me in to interview in person. I met with two people (assistant directors), one who would be my manager and one other. After speaking for about an hour, they sent in their bosses (two directors) to meet with me for what they said would be 20-30 minutes. This interview ended up taking about 45 minutes. There were resume specific questions regarding my background and more general questions.

      Interview questions [5]

      Question 1

      Where do you see yourself in 5 years?
      Answer question

      Question 2

      Why do you want to work at FINRA?
      Answer question

      Question 3

      Describe your ideal work environment.
      Answer question

      Question 4

      What type of management style do you prefer?
      Answer question

      Question 5

      If you could do anything in the world for a living, what would it be?
      Answer question
      25