Compliance officer Jobs
1087 jobs
3.9Licensing Compliance OfficerHong Kong30d+We're looking for a Licensing Compliance Officer to: Handle day-to-day process in relation to SFC and HKMA Licensing and Registrations matters for the……
3.8Monitoring & Testing Compliance OfficerHong Kong30d+We are seeking an outstanding candidate to tackle a Compliance Monitoring and Testing (M&T) Associate Vice President role.…- 3.9Compliance Officer, Wealth ManagementHong Kong30d+At least 3years in a relevant compliance/regulatory environment. Liaise with internal auditors and regulators on various requests in relation to compliance……
3.2Administration and Sustainability OfficerHong KongHK$288,000 - HK$324,000 (Employer Est.)Easy Apply2dExperience with social and environmental compliance standards will be an advantage. Provide effective and efficient secretarial and administrative support……
3.9Region AFC & Compliance Officer – SanctionsHong Kong30d+DWS Compliance takes Compliance advisory role to oversee DWS retail sales business, institutional sales business, asset management business and those related……- 3.9APAC Sanctions OfficerHong Kong9dHandle day to day sanctions escalations covering APAC. Review alerts generated by the sanctions filter. Executed and coordinate sanctions controls.…
- 3.8Research Compliance OfficerHong Kong30d+Drafting and reviewing compliance policies and procedures. Handling G&E queries in conjunction with compliance G&E SMEs.…
- 3.8AFG Compliance OfficerHong Kong30d+Work closely with compliance colleagues across the region in managing the compliance risk associated with AFG.…
1.9Compliance OfficerHong Kong30d+Investigate irregularities and non-compliance issues. Monitor compliance with laws, regulations and internal policies. Highlight or escalate areas of concern.…- Legal and Compliance OfficerKowloon CityHK$300,000 - HK$420,000 (Employer Est.)Easy Apply30d+Provide legal and compliance advices on the company’s regular business and management. Responsible for the management of company related legal and compliance……
- Compliance Assistant / Compliance OfficersHong KongHK$192,000 - HK$240,000 (Employer Est.)Easy Apply25dPrepare compliance reports for management review. Those candidates without compliance control experience but engaging in auditing field are welcome.…
- Executive/Officer, Legal and Compliance (legal focus)Hong Kong5dWork with the Compliance Team relating to any legal and compliance issue. 2 Insurance and MPF schemes brokerage services are provided by OnePlatform Wealth……
3.8OPC & TAC Coordination OfficerHong Kong30d+It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail……
3.7Officer I - Customer ServicesHong Kong2dEngage and collaborate with station operations and other stakeholders to implement the operation management of station retail facilities, including conduct……- 3.8Equities Compliance OfficerHong Kong30d+2-5 years of experience in compliance, audit or legal. Assist to roll out compliance programme, framework and controls for APAC Equities business.…
3.5Compliance OfficerHong Kong30d+Experience using compliance search tools. This skilled professional will assist in all aspects of Guidepoint's compliance program which includes providing……
3.9Officer - Human Resources Project and Change Management - Human ResourcesHong Kong3dFollow risk management and compliance procedures. Invite and give in the moment feedback in a constructive manner.…
3Finance and Administration Officer/ExecutiveHong KongEasy Apply15dHandle accounts receivable, accounts payable and bank reconciliation in compliance with financial policies and procedures.…
3.8Corporate Compliance OfficerHong Kong24d2-3 years of legal, compliance or company secretarial experience. Assist in providing company secretarial support for Singapore and other SEA entities.…- 3.9Global Markets Compliance OfficerHong Kong25dIdeally 1 – 3 years of previous experience in risk management, audit, consulting or compliance. Drive the identification, assessment, measurement, mitigation……
4.1Customer Service Officer, Customer Contact CentreHong Kong30d+Ensure accuracy and compliance of all requests to be completed with good quality standards. 3+ years of customer service experience preferred but not a must.…
3.7Chief Financial OfficerHong Kong5dImplement and manage compliance with financial controls. Ensure legal compliance with regard to legal and fiscal tax requirements in relation to the geography……
Chief Legal & Compliance OfficerHong Kong30d+Provide advisory services to the Board on all relevant legal & compliance issues. Provide support and assistance to ensure appropriate internal control systems……
3.7Compliance OfficerHong KongEasy Apply30d+Develop, document and implement compliance policies and processes. 3-5 years of relevant working experience in compliance advisory at financial institutions.…
3.9Compliance OfficerHong Kong30d+Experience using compliance search tools. This skilled professional will assist in all aspects of Guidepoint's compliance program which includes providing……- Financila & Administration ManagerHong KongHK$480,000 - HK$600,000 (Employer Est.)Easy Apply2dEnsure with Paris compliance with co-defined tax schemes as well as associated declarations and obligations. Under the supervision of the Managing Director APAC……
3.8Risk and Compliance OfficerHong Kong30d+Conduct compliance training and communicating compliance obligations to embed a culture of compliance and ethics within the Company.…- Officer / Assistant Officer, Strategic PlanningHong Kong19dMonitor the utilization of airport slots to ensure compliance with the slot enforcement rule and assist in obtain necessary approvals from aeronautical……
- 3.9AML Investigation OfficerHong Kong16dPrevious compliance or audit experience in the area of Anti-money Laundering pertaining to private banking or wealth management would be highly preferred.…
- System Support OfficerHong KongHK$240,000 - HK$300,000 (Employer Est.)Easy Apply25dReview system performance, network event logs and review compliance to policy. Perform system programming, program transfer and maintain user accounts.…
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📍What are the top cities with open Compliance Officer jobs?
There are open Compliance Officer jobs in several cities including Kowloon City, Central, Kowloon Bay, Kwun Tong, Mong Kok, Tsim Sha Tsui, Quarry Bay, Lai Chi Kok, Hung Hom, Sha Tin.
🤝What companies are hiring for Compliance Officer jobs?
The top companies hiring now for Compliance Officer jobs are UBS, Credit Suisse, The Jockey Club Kau Sai Chau Public Golf Course Ltd, Deutsche Bank, ZACD Group, CoolJobz, AGBA Management Company Limited, BNP Paribas, MTR Corporation, Guidepoint Global.
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