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Compliance officer Jobs

1087 jobs

  • UBS Logo3.9
    UBS
    Licensing Compliance Officer
    Hong Kong
    30d+
    We're looking for a Licensing Compliance Officer to: Handle day-to-day process in relation to SFC and HKMA Licensing and Registrations matters for the……
  • Credit Suisse Logo3.8
    Monitoring & Testing Compliance Officer
    Hong Kong
    30d+
    We are seeking an outstanding candidate to tackle a Compliance Monitoring and Testing (M&T) Associate Vice President role.…
  • UBS Logo3.9
    Compliance Officer, Wealth Management
    Hong Kong
    30d+
    At least 3years in a relevant compliance/regulatory environment. Liaise with internal auditors and regulators on various requests in relation to compliance……
  • The Jockey Club Kau Sai Chau Public Golf Course Ltd Logo3.2
    Administration and Sustainability Officer
    Hong Kong
    HK$288,000 - HK$324,000 (Employer Est.)
    Easy Apply
    2d
    Experience with social and environmental compliance standards will be an advantage. Provide effective and efficient secretarial and administrative support……
  • Deutsche Bank Logo3.9
    Region AFC & Compliance Officer – Sanctions
    Hong Kong
    30d+
    DWS Compliance takes Compliance advisory role to oversee DWS retail sales business, institutional sales business, asset management business and those related……
  • UBS Logo3.9
    APAC Sanctions Officer
    Hong Kong
    9d
    Handle day to day sanctions escalations covering APAC. Review alerts generated by the sanctions filter. Executed and coordinate sanctions controls.…
  • Credit Suisse Logo3.8
    Research Compliance Officer
    Hong Kong
    30d+
    Drafting and reviewing compliance policies and procedures. Handling G&E queries in conjunction with compliance G&E SMEs.…
  • Credit Suisse Logo3.8
    AFG Compliance Officer
    Hong Kong
    30d+
    Work closely with compliance colleagues across the region in managing the compliance risk associated with AFG.…
  • ZACD Group Logo1.9
    Compliance Officer
    Hong Kong
    30d+
    Investigate irregularities and non-compliance issues. Monitor compliance with laws, regulations and internal policies. Highlight or escalate areas of concern.…
  • Legal and Compliance Officer
    Kowloon City
    HK$300,000 - HK$420,000 (Employer Est.)
    Easy Apply
    30d+
    Provide legal and compliance advices on the company’s regular business and management. Responsible for the management of company related legal and compliance……
  • Compliance Assistant / Compliance Officers
    Hong Kong
    HK$192,000 - HK$240,000 (Employer Est.)
    Easy Apply
    25d
    Prepare compliance reports for management review. Those candidates without compliance control experience but engaging in auditing field are welcome.…
  • Executive/Officer, Legal and Compliance (legal focus)
    Hong Kong
    5d
    Work with the Compliance Team relating to any legal and compliance issue. 2 Insurance and MPF schemes brokerage services are provided by OnePlatform Wealth……
  • BNP Paribas Logo3.8
    OPC & TAC Coordination Officer
    Hong Kong
    30d+
    It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail……
  • MTR Corporation Logo3.7
    Officer I - Customer Services
    Hong Kong
    2d
    Engage and collaborate with station operations and other stakeholders to implement the operation management of station retail facilities, including conduct……
  • Credit Suisse Logo3.8
    Equities Compliance Officer
    Hong Kong
    30d+
    2-5 years of experience in compliance, audit or legal. Assist to roll out compliance programme, framework and controls for APAC Equities business.…
  • Guidepoint Global Logo3.5
    Compliance Officer
    Hong Kong
    30d+
    Experience using compliance search tools. This skilled professional will assist in all aspects of Guidepoint's compliance program which includes providing……
  • PwC Logo3.9
    Officer - Human Resources Project and Change Management - Human Resources
    Hong Kong
    3d
    Follow risk management and compliance procedures. Invite and give in the moment feedback in a constructive manner.…
  • FiveStones Limited Logo3
    Finance and Administration Officer/Executive
    Hong Kong
    Easy Apply
    15d
    Handle accounts receivable, accounts payable and bank reconciliation in compliance with financial policies and procedures.…
  • Klook Logo3.8
    Corporate Compliance Officer
    Hong Kong
    24d
    2-3 years of legal, compliance or company secretarial experience. Assist in providing company secretarial support for Singapore and other SEA entities.…
  • UBS Logo3.9
    Global Markets Compliance Officer
    Hong Kong
    25d
    Ideally 1 – 3 years of previous experience in risk management, audit, consulting or compliance. Drive the identification, assessment, measurement, mitigation……
  • Manulife Logo4.1
    Customer Service Officer, Customer Contact Centre
    Hong Kong
    30d+
    Ensure accuracy and compliance of all requests to be completed with good quality standards. 3+ years of customer service experience preferred but not a must.…
  • NTT Ltd Logo3.7
    Chief Financial Officer
    Hong Kong
    5d
    Implement and manage compliance with financial controls. Ensure legal compliance with regard to legal and fiscal tax requirements in relation to the geography……
  • Worldwide Consulting Group Logo
    Chief Legal & Compliance Officer
    Hong Kong
    30d+
    Provide advisory services to the Board on all relevant legal & compliance issues. Provide support and assistance to ensure appropriate internal control systems……
  • Flow Traders Logo3.7
    Compliance Officer
    Hong Kong
    Easy Apply
    30d+
    Develop, document and implement compliance policies and processes. 3-5 years of relevant working experience in compliance advisory at financial institutions.…
  • Guidepoint Logo3.9
    Compliance Officer
    Hong Kong
    30d+
    Experience using compliance search tools. This skilled professional will assist in all aspects of Guidepoint's compliance program which includes providing……
  • Financila & Administration Manager
    Hong Kong
    HK$480,000 - HK$600,000 (Employer Est.)
    Easy Apply
    2d
    Ensure with Paris compliance with co-defined tax schemes as well as associated declarations and obligations. Under the supervision of the Managing Director APAC……
  • AIA Logo3.8
    Risk and Compliance Officer
    Hong Kong
    30d+
    Conduct compliance training and communicating compliance obligations to embed a culture of compliance and ethics within the Company.…
  • Officer / Assistant Officer, Strategic Planning
    Hong Kong
    19d
    Monitor the utilization of airport slots to ensure compliance with the slot enforcement rule and assist in obtain necessary approvals from aeronautical……
  • UBS Logo3.9
    AML Investigation Officer
    Hong Kong
    16d
    Previous compliance or audit experience in the area of Anti-money Laundering pertaining to private banking or wealth management would be highly preferred.…
  • System Support Officer
    Hong Kong
    HK$240,000 - HK$300,000 (Employer Est.)
    Easy Apply
    25d
    Review system performance, network event logs and review compliance to policy. Perform system programming, program transfer and maintain user accounts.…

Jobs

Job TitleEmployerLocationSalary
Licensing Compliance OfficerUBSHong Kong
Monitoring & Testing Compliance OfficerCredit SuisseHong Kong
Compliance Officer, Wealth ManagementUBSHong Kong
Administration and Sustainability OfficerThe Jockey Club Kau Sai Chau Public Golf Course LtdHong Kong
Region AFC & Compliance Officer – SanctionsDeutsche BankHong Kong
APAC Sanctions OfficerUBSHong Kong
Research Compliance OfficerCredit SuisseHong Kong
AFG Compliance OfficerCredit SuisseHong Kong
Compliance OfficerZACD GroupHong Kong
Legal and Compliance OfficerCX Investment Management LimitedKowloon City
Compliance Assistant / Compliance OfficersCoolJobzHong Kong
Executive/Officer, Legal and Compliance (legal focus)AGBA Management Company LimitedHong Kong
OPC & TAC Coordination OfficerBNP ParibasHong Kong
Officer I - Customer ServicesMTR CorporationHong Kong
Equities Compliance OfficerCredit SuisseHong Kong
Compliance OfficerGuidepoint GlobalHong Kong
Officer - Human Resources Project and Change Management - Human ResourcesPwCHong Kong
Finance and Administration Officer/ExecutiveFiveStones LimitedHong Kong
Corporate Compliance OfficerKlookHong Kong
Global Markets Compliance OfficerUBSHong Kong
Customer Service Officer, Customer Contact CentreManulifeHong Kong
Chief Financial OfficerNTT LtdHong Kong
Chief Legal & Compliance OfficerWorldwide Consulting GroupHong Kong
Compliance OfficerFlow TradersHong Kong
Compliance OfficerGuidepointHong Kong
Financila & Administration ManagerADPIHong Kong
Risk and Compliance OfficerAIAHong Kong
Officer / Assistant Officer, Strategic PlanningHong Kong AirlinesHong Kong
AML Investigation OfficerUBSHong Kong
System Support OfficerCoolJobzHong Kong
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📍What are the top cities with open Compliance Officer jobs?
There are open Compliance Officer jobs in several cities including Kowloon City, Central, Kowloon Bay, Kwun Tong, Mong Kok, Tsim Sha Tsui, Quarry Bay, Lai Chi Kok, Hung Hom, Sha Tin.
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