Compliance officer Jobs

We're looking for a senior ComplianceOfficer responsible for comprehensively identifying and managing the regulatory, legal and… and reputational risks. The Compliance function consists of 5 pillars: advisory and compliance oversight, training, surveillance…

opportunity to advise on compliance matters for China relevant transactions / trades. To work with the product compliance team to advise… advise of any China compliance issues that need to be addressed. To advise and coordinate with business partners on China related…

it alone. We're looking for a ComplianceOfficer - Hong Kong to strengthen our compliance team. Based in Hong Kong SAR, you… ComplianceOfficer - Hong Kong Since 2011, TransferWise has had a clear mission: money without borders. Built by and for people…

support the business with effective compliance advice. Manage the day to day running of Compliance including AML reviews, respond… worldwide. Primary Responsibilities Ensure entity wide compliance with relevant legal and regulatory requirements particularly…

head of Compliance Asia based in Hong Kong. Within the global Compliance team in charge of regulatory matters, the Compliance Officer… reports to relevant committees and local Compliance Coordinate all local Compliance teams for Ethical and Bribery issues in…

? Do specialize in Wealth Management Compliance Advisory? We are looking for a Compliance Manager to: • provide independent… mitigate compliance risk • liaise with internal auditors and regulators on various request in relation to compliance issues…

will be considered as Senior ComplianceOfficer Job Duties: Conduct regular compliance reviews Review and maintain… Negotiable Per Month ComplianceOfficer Bachelor degree in Accounting/ Economics/ Finance/ Law 4 years of experience…

Responsible Officer, the ComplianceOfficer is to make sure that the Company's regulated activities are in full compliance with relevant… regulatory requirements and compliance monitoring plan; Develop and enhance an effective compliance infrastructure to accommodate…

are looking for a complianceofficer to join their team. Responsibilities: Ensure entity wide compliance with relevant legal… Implement and manage processes with the business to ensure compliance with SFC HKEx Licensing requirements, i.e SFC licenses, submission…

high calibre candidate for the following position: ComplianceOfficer Responsibilities: Participate in Risk Management… contact to liaise with SFC and other regulators Advise on compliance aspects relating to securities, asset management, corporate…

Responsibilities: Performing daily compliance duties and setting up and review internal compliance policies and procedures Performing… with the management of a compliance sign-off process Draft, review and update relevant compliance policies and procedures…

head of Compliance Asia based in Hong Kong. Within the global Compliance team in charge of regulatory matters, the Compliance Officer… reports to relevant committees and local Compliance Coordinate all local Compliance teams for Ethical and Bribery issues in…

it alone. We’re looking for a ComplianceOfficer - Hong Kong to strengthen our compliance team. Based in Hong Kong SAR, you… ComplianceOfficer - Hong Kong Since 2011, TransferWise has had a clear mission: money without borders. Built by and for people…

professional to join us as ComplianceOfficer in Hong Kong. Job Descriptions Assist the Head of Compliance, Hong Kong in advising… regulatory requirements and internal compliance policies and procedures Assist in compliance testings and other reviews to protect…

head of Compliance Asia based in Hong Kong. Within the global Compliance team in charge of regulatory matters, the Compliance Officer… reports to relevant committees and local Compliance Coordinate all local Compliance teams for Ethical and Bribery issues in Asian…

measure and report on compliance related risks; monitor and test the adequacy of the firm’s compliance control environment and… and by clients. Assisting in supporting other compliance team for CSB compliance matters Requirements Preferably a degree…

support to the APAC Country Lead ComplianceOfficer (“CLCO”) to establish and develop the Compliance framework in Asia, including… including the drafting of compliance procedures, monitoring and testing of the business, compliance reporting internally as well as promoting…

Responsibilities Develop compliance programs and perform compliance testing Design and conduct compliance training Liaise with…

head of Compliance Asia based in Hong Kong. Within the global Compliance team in charge of regulatory matters, the Compliance Officer… reports to relevant committees and local Compliance Coordinate all local Compliance teams for Ethical and Bribery issues in…

and adhered at all times Review KYC procedures to ensure compliance with regulatory rules and procedures Involve in facilitating…

independence and objectivity? We are looking for a ComplianceOfficer - Supervisory Review Program APAC to: • responsible… industry, preferably in risk management, risk control, audit, compliance, operations or finance • able to critically verify aspects…

enquiries. Assist to perform compliance reviews. Report to supervisor and Head of Legal & Compliance on job progress from time… Responsibilities Provide support in establishing and performing all compliance functions to ensure the Company adheres to relevant legal…

-known Global Private Banking seeking for a motivated ComplianceOfficer. If you have relevant experience and would like to advance… related alerts Prepare monthly/quarterly reports to AML ComplianceOfficer/Anti Money Laundering committee Maintain a current…

head of Compliance Asia based in Hong Kong. Within the global Compliance team in charge of regulatory matters, the Compliance Officer… reports to relevant committees and local Compliance Coordinate all local Compliance teams for Ethical and Bribery issues in Asian…

adhered to To assist the Head of Compliance in preparing monthly MI reports, annual Compliance reports and weekly management summaries… . Job Duties: Administer the E-Training Mandatory Compliance Induction roll-out for new joiners and annual refresher training…

ComplianceOfficer (19000D09) PRIMARY LOCATION : HONG KONG-HONG KONG-HONG KONG ORGANIZATION : AXAIM Global COO CONTRACT… head of Compliance Asia based in Hong Kong. Within the global Compliance team in charge of regulatory matters, the Compliance Officer…

Responsibilities: Provide compliance advice and support business initiatives Monitor the regulatory changes and update the… materials on various products and services Deliver in-house compliance training Assist in ad hoc projects are required Requirements…

for compliance monitoring and proactively mitigate any regulatory and reputational risks. We’re looking for a Compliance Manager… We are part of the Hong Kong based compliance function and report into the Head of Compliance, that primarily supports Schroders…

and evaluate compliance risks of the operations and business activities Responsible for the overall compliance and regulatory… Regulators, handling queries and requests Deliver in-house compliance training to the business unit and advice to the management…

Negotiable Per Month Assistant ComplianceOfficer Degree holder in Accounting/Law/Finance/Economics or related disciplines… experience on compliance / legal / audit function Well-versed in SFC/HKEx rules and regulations and their compliance/ practice…