Compliance officer Jobs

Job Purpose/Role The Asia Pacific Investment Compliance team is seeking a compliance professional to join team, which is responsible… collaborating with compliance and legal professionals to provide solutions for our business partners. Portfolio Compliance monitoring…

support to the APAC Country Lead ComplianceOfficer (“CLCO”) to establish and develop the Compliance framework in Asia, including… including the drafting of compliance procedures, monitoring and testing of the business, compliance reporting internally as well as promoting…

Jane Street. This role involves working in the Legal and Compliance team as well as various groups within the firm to provide… teams. Jane Street is a global business and the Legal and Compliance group sits at the intersection of the firm’s business areas…

professional to join us as ComplianceOfficer in Hong Kong. Job Descriptions Assist the Head of Compliance, Hong Kong in advising… regulatory requirements and internal compliance policies and procedures Assist in compliance testings and other reviews to protect…

focus on the development and execution of the Financial Crime Compliance Program across the Credit Suisse (including Private Banking… requirements and standards. The individual would be part of a wider Compliance team and will be required to provide regional support to the…

considered for Assistant ComplianceOfficer Job Duties: Coordinate with outsourced compliance agent Advise management… Negotiable Per Month ComplianceOfficer A University degree holder, preferably in law or accountancy, with minimum…

support the business with effective compliance advice. Manage the day to day running of Compliance including AML reviews, respond… worldwide. Primary Responsibilities Ensure entity wide compliance with relevant legal and regulatory requirements particularly…

telecommunication services in APAC. They are currently looking for a ComplianceOfficer to join their team. Responsibilities: Ensure and… region, Middle East Africa, and Europe. Analyse and study compliance enquiries on ad hoc basis, produce research result and present…

measure and report on compliance related risks; monitor and test the adequacy of the firm’s compliance control environment and… and by clients. Assisting in supporting other compliance team for CSB compliance matters Requirements Preferably a degree…

daily compliance operations, provide support to Compliance department, and coordinate with relevant parties on compliance matters… Candidates with less experience will be considered as Assistant Officer. To apply, please send full resume including present and…

regulatory authorities on compliance issues Handling licensing applications with regulators To conduct compliance investigation pertaining… issues To ensure the company’s ongoing and new business in compliance with requirements of SFC and relevant regulatory bodies, and…

different types of reports with tight timeline Assist with Compliance monitoring such as name screening and testing Job Requirements… secretarial support is a must Previous working experience in a compliance/ legal department of insurance industry Good negotiation…

matter database Assist the AML Officer in managing the firm's anti-money laundering and compliance risks Handle administrative… Candidate with more experience will be considered as Senior ComplianceOfficer APPLY FOR THIS JOB Interested candidate please CLICK…

records; Arrange & deliver trainings for compliance-related topics to increase compliance awareness of staff members; and maintain… compiling operational/internal control procedures, review the compliance manual and other documents, update SFC Rules and Guidelines…

perform account transaction review Assist the Responsible Officer (RO) in drafting and revising operational procedures, manuals… regulatory organizations for all compliance and licensing matters; Keep abreast of updated compliance policies and procedures, and…

Responsibilities Develop compliance programs and perform compliance testing Design and conduct compliance training Liaise with…

support the business with effective compliance advice. Manage the day to day running of Compliance including AML reviews, respond… worldwide.​ Primary Responsibilities Ensure entity wide compliance with relevant legal and regulatory requirements particularly…

authorities on Compliance issue. Requirements: Matriculated of above; 2 years experience in Compliance; Familiar with… Responsibilities: Provide support to the business on regulatory compliance matters; Monitor new account opening procedure & KYC review…

Head of Banking Compliance, you will be responsible for providing administrative support to the Group Compliance Division to facilitate…

a balanced commercial approach to all areas of compliance. ComplianceOfficer Roles & Duties: advising clients all matters… Heinbro Consulting: Heinbro is a Hong Kong-based specialist compliance consultancy firm that provides our customers with a one-stop…

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procedures to ensure compliance with the new regulatory requirements D. Projects Represent Compliance on the various Change-The-Bank… focus on the development and execution of the Financial Crime Compliance Program across the Credit Suisse (including Private Banking…

on the development and execution of the Financial Crime Compliance Program across the Investment Bank division of Credit Suisse… The individual would be part of a wider Financial Crime Compliance team and will be required to provide regional support to…

prudential.wd3.myworkdayjobs.com/prudential/job/Hong-Kong/Senior-Officer--Compliance_19090108 Data collected will be used for recruitment… . Support the Market Conduct Team to handle tasks from compliance perspective. Duties mainly cover (i) social media monitoring…

touch. Support the Market Conduct Team to handle tasks from compliance perspective. Duties mainly cover (i) social media monitoring… Agency related policies, procedures, guidelines, manuals on compliance matters Assist in preparing reports and regular management…

ComplianceOfficer About the company: CRYPTO.com, the pioneering payments and cryptocurrency platform, formerly known as…

Negotiable Per Month Corporate ComplianceOfficer University graduate High proficiency in oral and written English with… clients and factories To execute on-site factory social compliance and factory security evaluations To monitor audit…

requirements and Macquarie compliance policies. You will develop and review compliance controls and provide compliance feedback on new products… candidate. If you are looking for a new challenge within the compliance space, we welcome you to join our dynamic and active team…

global financial institution urgently looking for a compliance remediation officer with solid KYC experiences. This is a 6-month contract…

Head of Banking Compliance, you will be responsible for providing a compliance support to the Group Compliance Division to facilitate… relevant business units Perform gap analysis of data privacy compliance requirements, formulate policies/procedures and process…