Compliance officer Jobs

of compliant goods to our customers. The procurement officer plays a critical role in the process from quotation to procurement… given product categories and according to our quality and compliancy standards. The tasks involved quoting, procurement, monitoring…

tasks. Collaboration with global Investment Suitability Compliance colleagues to ensure consistency of standards and practices… least 5 years of relevant experience in a control function (Compliance, risk management, internal audit, external audit) covering…

defence, you will be a team member of Compliance Assurance that performs review of compliance framework for Swiss Re globally.… leading and executing compliance testings and reviews; identifying, analyzing and assessing the compliance risks; identifying…

daily compliance operations, provide support to Compliance department, and coordinate with relevant parties on compliance matters… Candidates with less experience will be considered as Assistant Officer. To apply, please send full resume including present and…

financial institution? We are looking for a Regulatory ComplianceOfficer to join our team in Hong Kong. In this cross-divisional… good working relationships with regulators to promote a good compliance culture and thereby making a positive difference to a global…

and support to other public side Compliance officers including WM Compliance and AM Compliance. Review new business initiatives… Reporting to the Head of Compliance for Hong Kong, the right incumbent will be responsible for providng compliance coverage to the CICC…

provides support to the Country Lead ComplianceOfficer (“CLCO”) to develop the Compliance framework in Asia, including the monitoring… business, and strengthen the Group compliance network and evolution of the group wide compliance capabilities. Key responsibilities…

Coordinating and assisting with compliance reviews conducted by Chief ComplianceOfficer Asia or lnternal Audit. Establishing… business units to ensure compliance with policy. Reporting results of compliance reviews to Regional Compliance, APAC General Counsel…

challenge in the US cross-border compliance team in Hong Kong or Singapore as a US ComplianceOfficer in a dynamic and evolving environment… environment. You will provide day to day compliance support regarding US cross border policy and FATCA topics in APAC. You take…

management, compliance or organizational management. The ComplianceOfficer will be responsible for: Providing compliance support… ensure compliance with Tearfund and external donors requirements Training and supporting country office staff on compliance Are…

Senior Manager, Compliance in discharging his duties in relation to (i) compliance reporting, (ii) compliance training, (iii)… To assist in the preparation of compliance reporting for Monthly Risk Committee, Compliance Committee and other Board Committees…

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Perform compliance investigation, checking, monitoring and review Assist in formulating and maintaining compliance policies and…

Title ComplianceOfficer Location Hong Kong An international firm is looking to hire a mid to senior complianceofficer/lawyer…

enhancing, and monitoring compliance controls over the firm's operations Creating training to promote compliance awareness Promoting… consultations Maintaining compliance documentation including business unit manuals, compliance notices/circulars, rules databases…

agreement; Handle licensing applications with regulators; Conduct compliance investigation 要求學歷 : Post-secondary (Bachelor Degree);…

regulatory authorities on compliance issues Handling licensing applications with regulators To conduct compliance investigation pertaining… issues To ensure the company’s ongoing and new business in compliance with requirements of SFC and relevant regulatory bodies, and…

allworthconsultants.com Bachelor’s degree (or above), 5 years or above compliance related experiences in HK regulated companies, Ability to… diligence, oversight reviews and development of risk and compliance policies and procedures. Familiar with law is preferable…

Sales (Customer Service - Supervisor / Officer) Professional Services (Legal & Compliance) Job Position Level: General… regulations on AML and other payment related compliance issues Develop and maintain compliance and risk monitoring programs to ensure…

local/regional compliance policies and procedures where needed Work closely with the business and country compliance officers in… Handle pre-deal research publication process Provide compliance clearance on research products and ensure that all publications…

enquiries. Assist to perform compliance reviews. Report to supervisor and Head of Legal & Compliance on job progress from time… Responsibilities Provide support in establishing and performing all compliance functions to ensure the Company adheres to relevant legal…

oversight Act as ComplianceOfficer and Money Laundering Reporting Officer for the company and ensure relevant laws and requirements… Negotiable Per Month ComplianceOfficer Degree holder with major in law, audit, finance or equivalent Minimum of 3 years…

seeking a mid-level lawyer to join their established Legal & Compliance team. Must have 3-6 years pqe, have experience working at…

processes of the Company Assist in conduct compliance monitoring Assist to prepare compliance reports for management review Requirements… Responsibilities: Assist the Compliance Manager in reviewing policies and standards Assist in studying the new regulations…

? We are looking for an Asset Management Compliance and operational risk officer to: support the business in remaining… the deputy to the Head of Compliance & Operational Risk Control in performing day-to-day compliance activities drive the identification…

relevant experience will be considered for the Senior ComplianceOfficer post. We offer competitive remuneration package to… industry peers. RESPONSIBILITIES Handle a full spectrum of compliance duties for Freeman Securities Limited and its affiliated companies…

Head of Banking Compliance, you will be responsible for providing administrative support to the Group Compliance Division to facilitate…

organizations for all compliance and licensing matters Assisting in formulate and review general compliance manual, AML and other… Support ad-hoc projects related to the quality control or compliance Requirements: Degree holder of Accounting, Finance or…

experiensed compliance professional to join their experiensed EAM team. This role will report to CEO and heads up the compliance function… FRR submission, product due diligence, AML&KYC Deliver compliance training to employees and licensed individuals and monitor…

Negotiable Per Month ComplianceOfficer / Assistant ComplianceOfficer F.7 above, Degree holder in Law/ Accountancy/Finance… have less experience will consider as an Assistant ComplianceOfficer Good command of written and spoken Ehglish, Chines…