Compliance manager Interview Questions


Compliance Manager interview questions shared by candidates

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Neo Property Solutions
Project Compliance Manager was asked...13 March 2023

How do you deal with management / trades not complying with company produces / quality of work

Ayr Wellness

Mostly questions about cannabis experience.


What type of risk do you know?

Melissa & Doug

I was asked about the type of work I currently do and how I am able to handle quick turnarounds given the fast pace of the company.

CVS Health

Tell me about your experience with Medicare risk adjustment?

Capital One

Testers III kept asking personal questions bordering on violating the candidates' rights. Very unprofessional

Capital One

Tell me about a time you worked with difficult employees and related types of questions


Interview questions covered topics such as approach to working with financial crime frameworks, utilising data to build/change policies


Walk me through the highlights of your previous experiences that relate to this new position. What are the things that demotivate you? What is that you love the most in your current role?

1 Answers

Explain only the relevant key experiences and examples that made me the professional I am today and qualify me for this role. I was honest and explained what are the trigger situation that demotivates me, such as no collaboration, egos etc... I also detailed that what I appreciate the most in my role is the diversity in the daily tasks, the challenges and the environment. Less


Competency based questions, in relation to how I dealt with specific scenarios in my previous roles, i.e scenario of being challenged/how this was handled etc, how feedback is taken onboard, when a mistake had happened before and how this was corrected, then demonstrated how moving forward etc.

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