Compliance Manager Interview Questions
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Compliance Manager interview questions shared by candidates
How do you stay informed on regulatory changes?
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I subscribe to email alerts from the regulatory banking agencies (FDIC, OCC, CFPB, FRB) and from two legal firms (Scudder LawGroup and Buckey Sandler). Less
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Search the respective notificatios from the Authorities regularly
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It means the changes made or proposed to be made by the regulatory authorities including the Government and the Company Less
What are your experiences doing something related to this position?
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My experience in this position right now is that I also make purchase orders and I receive and I make sure that I let the customers know if anything is on backorder and ask for ETA so I can have the correct date Less
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I also sent out an email to the employees to inform them on everything that is on back stock so just in case if they have someone else who would like to purchase that same item they will already know in advance that is going to be on backorder so they can let the client know just in case if that's something that they still wanted to do Less
Why are you here?
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This was the initial question and I was unsure if this was just to through me off. However, I just answered and explained how I found the job and what aspects made me apply. Less
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I m pursuing Mba from Gbsrc of management studies and want to do summer internship from your bank. please give me an opportunity to prove myself. Less
Generally, the questions asked related to the ability to apply knowledge and work through problems.
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It doesn't matter what the question is...the answer is to be "White"!
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While I have plenty of gripes - this has not been my experience. In fact, it's just the opposite! The company goes above and beyond to "promote" diversity. In addition to what I have seen, I have heard that other hiring managers have been told they need to hire someone who checks a certain minority box or they won't get to hire anyone at all. Less
How would your current experience or previous experience benefit in this role?
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I have 9 years experiences in this role and improve a lot of things safety like ERP plan MHE training and development safe operating procedure as per Iosh standard Less
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I am working with well reputed organizations and I can handle all the issues regarding HSE . Now playing good rule to manage team and site compliance and implementation SHE policy and procedure Less
When will you be available to start working?
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Is the interview structured with situational and behavioral questions?
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As soon as possible.